Aspida’s SFDR compliance guide helps financial market participants and advisors meet disclosure requirements and reduce the risk of greenwashing.
The local Anti-Financial Crime regulatory body has recently issued a Guidance Note concerning the onerous obligation of Transaction Monitoring – including practical steps & recommendations which subject persons (SPs) should consider when implementing effective AML/CFT measures.
Now recruiting a Compliance Support Officer based in Malta Aspida Group is growing and we are looking for a Compliance Support Officer. You will be responsible for providing support to the Business Advisory team in Malta as required. The Compliance Support Officer will be exposed to a wide range of support tasks across the Business Advisory team …
Here is our Joint Chair Peter Mills manning our stand at the MSE Governance, Risk and Compliance summit in Malta in which we were one of the proud sponsors. Peter joined the panel of experts and shared his insights on ‘How to enable more efficient and pragmatic regulations’.
Following the publication by the Malta Financial Services Authority ( ‘MFSA’) in December 2020 of its Guidance on Technology Arrangements, ICT and Security Management, and Outsourcing Arrangements (the ‘MFSA ICT Guidance’), and the issuance of a number of related circulars (the ‘ICT Circulars’), more recently, the MFSA sent to all Maltese regulated firms a questionnaire (the ‘ICT Questionnaire).