Compliance and Risk Management
Our Compliance and Risk Management services are built around highly qualified and skilled staff providing multi-jurisdictional support tailored to fit your needs.
Our team can act as MLRO, Compliance Officer, MLCO or just provide support to these roles within your organisation. As we operate across jurisdictions, our team can provide the necessary understanding and support to help your organisation achieve success.
And as a recognised leader in the Compliance and Risk Management space, we can bring you the most up-to-date processes and procedures used within the financial services world.
Our Compliance and Risk Management team also provide help and assistance with Cyber Risk Management, AIFMD reporting, MIFiD consultancy, GDPR support, Risk Assessments, and CRS/FATCA (AEOI) Reporting. We can also help with supporting Compliance led projects such as client file reviews, board reviews and preparation for regulatory oversight visits.
Our Compliance and Risk Management Support services include:
- Provision of MLRO
- Provision of Compliance Officers
- Provision of MLCO (Guernsey only)
- Support to your own MLRO / Compliance Officers / MLCO
- AML and CFT Training
- Provision of AML and Compliance Manuals
- Maintain and Review your own AML and Compliance Manuals
- Researching and identifying new acquisition targets, conducting due diligence on prospective acquisitions along with managing and facilitating the deal process
- Production of Compliance Monitoring Programs
- AML and CFT Risk Assessments
- Enterprise Risk Assessments
- Corporate Governance and Board reviews
- Pre-regulatory visit health checks
- Review of Cyber-security provisions
- MLCO and Nominated Officer positions
- Post-regulatory visit remediation programme management
- Resolver by Aspida GRC software
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