A brief guide to Sustainable Finance Disclosure Regulation (SFDR) ‘Reporting and Compliance’
Aspida’s SFDR compliance guide helps financial market participants and advisors meet disclosure requirements and reduce the risk of greenwashing.
Insight Malta
FIAU issues Comprehensive Guide on Transaction Monitoring Obligations
The local Anti-Financial Crime regulatory body has recently issued a Guidance Note concerning the onerous obligation of Transaction Monitoring – including practical steps & recommendations which subject persons (SPs) should consider when implementing effective AML/CFT measures.
The Importance of Breadth and Depth in your AML/CFT Compliance Resource
Recently, there has been a series of regulatory fines and public statements across Guernsey, Jersey and Malta primarily for shortcomings in respect of Corporate Governance, including the application of timely and effective compliance monitoring and appropriate AML/CFT controls
Provision of Directorship Services by Corporate Service Providers (‘CSPs’) – FIAU Thematic Review 2020
This Paper aims to provide an overview of the content of the Thematic Review carried out by the FIAU during the last quarter of 2020 on CSPs providing directorship services.
FIAU fines fund €303,710 for ‘disregard’ of anti-money laundering rules
Aspida Group Malta looks at gross breaches of AML/CFT obligations.
