A brief guide to Sustainable Finance Disclosure Regulation (SFDR) ‘Reporting and Compliance’
Aspida’s SFDR compliance guide helps financial market participants and advisors meet disclosure requirements and reduce the risk of greenwashing.
FIAU issues Comprehensive Guide on Transaction Monitoring Obligations
The local Anti-Financial Crime regulatory body has recently issued a Guidance Note concerning the onerous obligation of Transaction Monitoring – including practical steps & recommendations which subject persons (SPs) should consider when implementing effective AML/CFT measures.
Compliance Consultants
Now recruiting Compliance Consultants based in Guernsey Aspida Group are always looking for talented individuals with a demonstrable track record in Compliance to enhance their permanent team of experienced professionals. The regulatory services we provide are tailored to a client’s particular needs, as not all companies are the same, and each different jurisdiction has different rules …
Malta: Governance, Risk And Compliance Summit 2023
Aspida Group is pleased to be one of the sponsors of the first edition of the Malta Stock Exchange Governance, Risk and Compliance Summit which is going to be held on the 2nd February at the Westin Dragonara Conference Centre.
The Importance of Breadth and Depth in your AML/CFT Compliance Resource
Recently, there has been a series of regulatory fines and public statements across Guernsey, Jersey and Malta primarily for shortcomings in respect of Corporate Governance, including the application of timely and effective compliance monitoring and appropriate AML/CFT controls
The Regulatory Compliance Challenges for 2023: The Importance of Horizon Scanning
Our Compliance Associate, Alexander Richards, provides a summary on the importance of Horizon Scanning for organisations
Data Protection – Registration and Renewal Reminder
Our Compliance Associate, John Le Noury provides a summary on the latest ODPA reminder details.
Provision of Directorship Services by Corporate Service Providers (‘CSPs’) – FIAU Thematic Review 2020
This Paper aims to provide an overview of the content of the Thematic Review carried out by the FIAU during the last quarter of 2020 on CSPs providing directorship services.
GFSC Conference Update: “Working Together to Combat Financial Crime”
Our Head of Financial Crime, Mark Chammings provides a summary on the latest GFSC conference details.
A Reflection on Sustainable Finance Week
Sustainable Finance Week is an opportunity to both reflect and look forward on sustainable finance strategies and regulation. The topics were extremely broad, covering global and local scales. Our Business Analyst Jessica Regnard looks at the key takeaways.
