On the 8th and 9th of August 2024, the Guernsey Financial Services Commission delivered a series of presentations in relation to the findings from their thematic review on Governance, Risk, and Compliance Controls for countering Financial Crime. The thematic review was published on the 4th of April 2024, having visited a number of firms within […]
On 26th July 2024, the Guernsey Financial Services Commission published its findings against Equiom (Guernsey) Limited, a fiduciary licensee within the Bailiwick, having identified a number of regulatory failings during a visit in 2021, including: • The failure to have an effective board responsible for governance; • The failure to have staff of adequate number,
The GFSC publish findings against Equiom (Guernsey) Limited Read More »
