Month: February 2021

Business resilience in subsequent lockdowns

The COVID-19 pandemic was not just a high tide, it was of tsunami proportions. And as it recedes, it is already exposing fundamental and structural devastation in many businesses. But how much of that is due to a lack of a solid structure in the first place – especially around BCP? Aspida’s Simon Walker shares his insights on how businesses can develop their resilience to protect themselves in subsequent lockdowns.

JFSC fines SG Kleinwort Hambros firms £719,000

JFSC fines SG Kleinwort Hambros firms £719,000 A lack of “robust oversight” and “of documented details of discussions” are the headline findings highlighted in the JFSC’s Public Statement A lack of “robust oversight” and “of documented details of discussions” are the headline findings highlighted in the JFSC’s  Public Statement summarising the fines totalling £719,000 against …

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RegTech as a whole business enabler?

Whilst the Malta Financial Services Authority in Malta advocates that “RegTech solutions improve regulatory processes with the aim of helping authorised entities to comply with greater certainty and more efficiently to regulatory and supervisory requirements. .”, at Aspida we see utilising RegTech as wider to provide substantially more benefits to businesses.

RegTech as a whole business enabler?

Whilst the Financial Conduct Authority in the UK states that “RegTech applies to new technologies developed to help overcome regulatory challenges in financial services”, at Aspida we see utilising RegTech as wider to provide substantially more benefits to businesses.

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